Authorities on Risk Assurance

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Viewing Category: Dodd-Frank

Dodd-Frank Rewrite To Compel Continuous Third Party Risk Assessment With Lower Capital Reserve Requirements

Published on September 16, 2015 By | Posted in: Dodd-Frank, Third Party Risk, Third Party Risk Management

The newly proposed Dodd-Frank rewrite, which is currently part of the $21 billion funding bill being deliberated by the Senate, would cause a shakeup in the riskiness of third-party relationships with banks and financial services organizations which have less than $500 billion of assets on their books, causing companies to have to reevaluate their risk […]

A New Ice Bucket Challenge for FIs

Published on August 26, 2014 By | Posted in: Compliance, Dodd-Frank, Regulations, Regulatory Compliance

While last week my news feeds on social media showed an avalanche of humorous ice bucket challenges, it sparked a comparison to me of the recent Avalanche of Regulation Infographic published by the American Bankers Association (ABA). The burden of regulatory compliance is dousing the fires of creativity and customer loyalty in banking. How Regulations […]

Deciphering the 3TG in Dodd Frank & Understanding Supply Chain Compliance

Published on June 18, 2014 By | Posted in: Dodd-Frank, Supply Chain, Third Party Risk Management

Part II of a Two Part Series The Dodd-Frank Act put Consumer Protection into the headlines with the creation of the Consumer Financial Protection Bureau (CFPB), triggering a large restructuring of consumer financial laws and regulations. However, not all parts of Dodd Frank deal with the marketing practices of financial services companies. Dodd-Frank is the […]

Finding the 3TG in Dodd-Frank

Published on June 12, 2014 By | Posted in: Dodd-Frank

Part I in a Two Part Series The Dodd-Frank Act put Consumer Protection into the headlines with the creation of the Consumer Financial Protection Bureau (CFPB), triggering a large restructuring of consumer financial laws and regulations. However, not all parts of Dodd Frank deal with the marketing practices of financial services companies. Dodd-Frank is the […]

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