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Viewing Category: Guidance

Leading Third Party Risk Summit – Celebrating Our 10th Year

Published on May 10, 2017 By | Posted in: Blog, CTPRP Training, Cybersecurity, Event, Guidance, Larry Ponemon, News, Newsletter, Shared Assessments Summit, Third Party Risk Management

. Shared Assessments Program Summit Addresses Digital Transformation As organizations embrace the opportunities afforded by digital technologies, they are facing a business ecosystem that will be forever transformed. The 10th Annual Summit includes pre-Summit workshops and is designed as a comprehensive opportunity for learning, networking and sharing around third party risk. We’ve devoted the week […]

G-7 Financial Sector Fundamental Cybersecurity Guidance

Published on October 14, 2016 By | Posted in: Blog, Cybersecurity, Guidance

This week the U.S. Department of the Treasury and the Board of Governors of the Federal Reserve System announced the publication of the G-7 Fundamental Elements of Cybersecurity for the Financial Sector. The document, released by central bank governors and finance ministers of the G-7 nations, delineates eight fundamental elements around cybersecurity for the financial […]

Heightened Expectations Raise the Bar for All

Published on December 12, 2014 By | Posted in: Compliance, Cybersecurity, Guidance, OCC, Regulatory Compliance, Risk, Risk Management

The Office of the Comptroller of the Currency (OCC) published final guidelines that establish minimum standards for risk governance frameworks for OCC regulated institutions with over $50 billion in assets. While that asset threshold would seem to specifically exclude most community banks, the OCC has reserved the right to apply the guidelines to other organizations […]

FFIEC to Update Cybersecurity Guidance

Published on November 4, 2014 By | Posted in: Cybersecurity, Guidance

The FFIEC issued its general findings from an assessment of over 500 community based financial institutions this summer. In its November 3rd press release, the FFIEC discussed the growing need for tighter cybersecurity measures and indicated that it was already in the process of reviewing and updating the existing guidelines for managing cybersecurity risk. The […]

A Primer on Vendor Classification

Published on August 28, 2014 By | Posted in: Guidance, Newsletter, Risk, Risk Management

With the publication of OCC Bulletin 2013-29 as well as numerous recent breaches involving vendors a perfect storm of awareness has arisen not only in the financial services industry but many others as well. The inevitable result will be an emphasis within organizations on better management of the inherent risk realized from utilizing services from […]

New OCC Guidance: Merchant Processing Guidance Highlights Third Party Risks

Published on August 28, 2014 By | Posted in: Guidance, News

OCC issues revised guidance (OCC Bulletin 2014-41) on Merchant Processing as regulators continue to increase focus on third party risk. In their revised guidance the OCC stresses the need for expanded due diligence of third party card processors. The guidance reinforces the OCC’s concept of managing third party service providers throughout the entire vendor lifecycle […]

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