Brad joined LPL in April of 2021 and leads the Third Party Governance Program. He has been developing and leading risk management programs for more than 35 years. His extensive financial service experience includes: testifying on behalf of the financial services industry at Congressional hearings on customer privacy issues; managing regulatory examinations by the Federal Reserve, Office of the Comptroller of the Currency (OCC), Securities and Exchange Commission (SEC), Federal Home Loan Bank Board (FHLBB), and the New York Stock Exchange (NYSE); serving as a commercial loan and workout officer for a national bank; leading vendor risk management, anti-phishing and fraud initiatives; and, managing failed thrifts for the Federal Home Loan Bank Board. Brad is also a licensed attorney, and in his law practice, spent more than 10 years in banking, commercial contract, bankruptcy, white-collar crime, and commercial litigation.
Brad graduated with honors from the University of Missouri with a B.S. degree in Finance and received his J.D. with honors from St. Louis University School of Law. He is admitted to practice law in Oklahoma.