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July Member Forum Call – Regulatory Roundup: Essential Updates for TPRM Professionals

Join us on July 9 for an insightful Member Forum Call focused on Regulatory Affairs and Third-Party Risk Management. Led by our esteemed Regulatory Committee leadership, this hour-long discussion will delve into critical regulatory topics shaping the landscape of TPRM. Key discussion points will include the implications of the Artificial Intelligence Act (AIA Act), the Digital Operational Resilience Act (DORA), and the Network and Information Security Directive (NIS2). We'll also explore the Environmental, Social, and Governance (ESG) climate and the German Supply Chain Act. Don't miss this opportunity to stay informed and engage with experts on these pivotal regulatory matters.
Speakers:
  • Brad Keller
    VP of Third Party Risk & Governance, LPL Financial Services
    Influential Risk Management Executive with proven success managing risk across multiple business lines while delivering against business objectives. Develop and maintain partnerships with internal/external business interests to identify key risk areas, mitigate resistance to change, and drive operational excellence. Trusted advisor to identify and resolve regulatory and business operational issues to deliver end-to-end solutions that drive business excellence while minimizing risk exposure.
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  • Gary Roboff
    Senior Advisor , Shared Assessments
    Gary has nearly four decades of experience in financial services planning and management, working extensively on electronic payments, payments fraud, third-party risk management, privacy and information utilization, and business frameworks and standards for electronic commerce applications. His experience includes 25 years at JP Morgan Chase, where he retired as Senior Vice President of Electronic Commerce. At Shared Assessments, he lends this thought leadership to committees, research projects, and developing the Shared Assessments Framework.
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