On Demand Events

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Member Forums

Third-Party Risk Briefing And 2023 TPRM Trends

Using current industry metrics and feedback from Shared Assessments members, Shared Assessments subject matter experts will discuss third party risk trends as we head into 2023.
Speakers:
  • Charlie Miller
    Senior Advisor, Shared Assessments
    Charlie Miller is a frequent speaker and a recognized expert in third-party risk. His key responsibilities include expanding the Shared Assessments Third-Party Risk Management membership-driven program, facilitating thought leadership, industry vertical strategy groups, continuous monitoring / operational technology working groups, and loT research studies.
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  • Andrew Moyad
    CEO, Shared Assessments
    Andrew is an accomplished leader and trailblazer in third party risk management. As a practitioner and a senior risk management executive, he has driven a culture of accountability and diligence in safeguarding information. Andrew has more than 25 years in risk management and information security. He has contributed greatly to the transformation and advancement of risk management as a strategic function that intersects with and helps guide all aspects of organizations.
    View full bio
  • Colleen Milazzo
    SVP of Third Party Risk Software Products, Shared Assessments
    Colleen leads the TPRM software team in the development of software products/tools for third party-risk assurance. Colleen has over 20 years of experience within the financial services industry and consulting. She has led programs associated with risk management, procurement/contract negotiation, mergers and acquisitions, and business process reengineering. She has regulatory and global experience executing portfolios to meet the corporate strategy.
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  • Gary Roboff
    Senior Advisor, Shared Assessments
    Gary Roboff is a Senior Advisor to Shared Assessments where he focuses on payments, risk management, mobile financial services, and information management. Gary has almost four decades of experience in financial services planning and management, including 25 years at JP Morgan Chase where he retired as Senior Vice President of Electronic Commerce. Gary has worked extensively in electronic payments, payments fraud, third party risk management, privacy, and information utilization, as well as business frameworks and standards for electronic commerce applications.
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  • Nasser Fattah
    Senior Consultant, Shared Assessments
    Nasser has 20+ years as a Cybersecurity, Supply Chain, and IT leader. With a focus on customer-first and team-building approaches, Fattah is able to align programs to support company strategies, regulatory requirements, and growth initiatives. He drives cybersecurity, supply chain, and IT as enablers for enterprise-wide transformation initiatives. He partners with executives to identify and select strategic external partners to deliver essential IT and cybersecurity services to the business. Nasser worked with global parent companies and subsidiaries to establish technology standards to maximize investments and operations efficacy to best support business needs and growth. Nasser has a strong, consistent record working successfully with Business and IT executives, regulators, auditors, and risk partners. Nasser also teaches cybersecurity at several colleges and is the chair for North America Shared Assessments – an industry best practices for the supply chain.
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Contracts

Organizations increasingly rely on third parties to support a range of business processes, services, and even client interactions. As third parties are increasingly necessary to drive effective business operations, the written agreement between both parties is an essential aspect of managing risk for your organization. This session will dive into best practices around contracts and the TPRM controls to think about when contracting with vendors. Where diligence reviews are often point-in-time exercises with short shelf lives, your third-party contracts govern and endure throughout your full third-party lifecycle.

Cost: Free / Credits: 1 CPE
Speakers:
  • Andrew Moyad
    CEO, Shared Assessments
    Andrew is an accomplished leader and trailblazer in third party risk management. As a practitioner and a senior risk management executive, he has driven a culture of accountability and diligence in safeguarding information. Andrew has more than 25 years in risk management and information security. He has contributed greatly to the transformation and advancement of risk management as a strategic function that intersects with and helps guide all aspects of organizations.
    View full bio
  • James Humphrey-Evans
    UK Founding Partner, Bortstein LLP
    James Humphrey-Evans is one of Bortstein Legal Group’s UK Founding Partners. He negotiates vendor and customer facing technology and commercial contracts, including market data, IT infrastructure, SaaS, outsourcings and facilities agreements. Humphrey-Evans also develops bespoke playbooks and assists clients in defining their legal needs and creating streamlined processes.
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Continuous Monitoring

In today's rapidly evolving complex risk environment the use of continuous monitoring solutions across multiple risk domains has become essential. Continuous monitoring will assist organizations in gaining ongoing assurance that their third and Nth parties control hygiene is in place and operational. This session will explore the future, benefits and challenges of integrating and utilizing continuous monitoring solutions across your Third Party Risk Program.

Cost: Free / Credits: 1 CPE
Speakers:
  • Colleen Milazzo
    Senior Vice President, TPR Software Products, Shared Assessments
    Colleen leads the TPRM software team in the development of software products/tools for third party risk assurance. Colleen has over 20 years of experience within the financial services industry and consulting. She has led programs associated with risk management, procurement/contract negotiation, mergers and acquisitions, and business process reengineering. She has regulatory and global experience executing portfolios to meet the corporate strategy.
    View full bio
  • Charlie Miller
    Senior Advisor, Shared Assessments
    Charlie Miller is a frequent speaker and a recognized expert in third party risk. His key responsibilities include expanding the Shared Assessments Third-Party Risk Management membership-driven program, facilitating thought leadership, industry vertical strategy groups, continuous monitoring / operational technology working groups, and loT research studies.
    View full bio
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2023 TPRM Toolkit Review

The Shared Assessments Tool Development team and committees have spent the last year updating and upgrading the SIG, SCA, VRMMM, and Data Governance Tools just for you. Members will be the first to receive the special overview.

Cost: Free / Credits: 1.5 CPEs
Speakers:
  • Colleen Milazzo
    Senior Vice President, TPR Software Products, Shared Assessments
    Colleen leads the TPRM software team in the development of software products/tools for third party risk assurance. Colleen has over 20 years of experience within the financial services industry and consulting. She has led programs associated with risk management, procurement/contract negotiation, mergers and acquisitions, and business process reengineering. She has regulatory and global experience executing portfolios to meet the corporate strategy.
    View full bio
  • Andy Hout
    Vice President, Tool Development & Implementation, Shared Assessments
    Andy has more than 30 years in data communications/information security and is familiar with all types of systems and transport technologies. Using this knowledge, Andy has conducted hundreds of vendor assessments and implemented vendor risk management programs for several large clients.
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Evolving Work Environments

The Covid-19 pandemic introduced considerable changes to third-party risk management processes. Vendors experienced evolutions in worker location, geographic dispersion, and resilience. Company cultures transformed as work-from-anywhere became a reality. This MFC will highlight the significant workplace shifts that have affected third-party risk management and recommend actionable next steps for practitioners.
Speakers:
  • Andrew Moyad
    CEO, Shared Assessments
    Andrew is an accomplished leader and trailblazer in third party risk management. As a practitioner and a senior risk management executive, he has driven a culture of accountability and diligence in safeguarding information. Andrew has more than 25 years in risk management and information security. He has contributed greatly to the transformation and advancement of risk management as a strategic function that intersects with and helps guide all aspects of organizations.
    View full bio
  • Avani Desai
    CEO, Schellman
    Avani Desai is a Chief Executive Officer at Schellman, the largest niche cybersecurity assessment firm in the world that focuses on technology assessments. Avani is an accomplished executive with domestic and international experience in information security, operations, P&L, oversight, and marketing involving both start-up and growth organizations. She has been featured in Forbes, CIO.com, and the Wall Street Journal, and is a sought-after speaker as a voice on a variety of emerging topics, including security, privacy, information security, future technology trends, and the expansion of young women involved in technology.
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Trends and Strategies for Procurement & Sourcing Cohesion

A big headache for many organizations is properly defining and aligning the third-party risk roles and responsibilities with the Procurement division. The Shared Assessments Procurement & Sourcing Working Group have been working diligently on identifying, defining, and aligning those roles and responsibilities to ensure cohesion of the onboarding, assessment, and monitoring processes. Attendees of this MFC will hear the results of our identified trends and strategies in tackling this ever-fluid challenge.

Cost: Free / Credits: 1 CPE
Speakers:
  • John Bree
    Chief Evangelist & Chief Risk Officer, Supply Wisdom
    John is Chief Evangelist & Chief Risk Officer with Supply Wisdom, the leading patented continuous risk intelligence and monitoring solution for third parties and locations. He is recognized as a global financial industry executive and risk subject matter expert, in vendor/third-party risk management, AML/CTF, KYC, and anti-fraud programs. Prior to joining Supply Wisdom, John held senior positions globally for Citi and Deutsche Bank covering corporate, investment, commercial and consumer banking. John is a member and co-moderator for RiskBoard.org, a member of the Shared Assessments US and UK Steering Committees and Co-Chair of the Financial Industry Vertical Strategy Group.
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  • Tom Garrubba
    Director, TPRM Professional Services, Echelon Risk + Cyber
    Tom Garrubba is an internationally recognized subject matter expert, lecturer, writer, and blogger on third-party risk, and is the head instructor for the Certified Third-Party Risk Professional (CTPRP) certification program. He is a contributor to Future of Sourcing, blogged for the Huffington Post’s Business section, and for Government Health IT, ISACA, Risk.net, and numerous eGRC websites.
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Vendor Risk Management Maturity Benchmark Study

Study results and analysis will be discussed pertaining to the 6th Shared Assessments Vendor Risk Management Maturity Benchmark Study. The study was conducted on behalf of Shared Assessments in the United States and United Kingdom by the Ponemon Institute, a widely recognized leader in risk management research. Survey responses will help practitioners gauge the maturity of their own third-party risk management (TPRM) program against others at a sector level.

Cost: Free / Credits: 1 CPE
Speakers:
  • Gary Roboff
    Senior Advisor, Shared Assessments
    Gary Roboff is a Senior Advisor to Shared Assessments where he focuses on payments, risk management, mobile financial services, and information management. Gary has almost four decades of experience in financial services planning and management, including 25 years at JP Morgan Chase where he retired as Senior Vice President of Electronic Commerce. Gary has worked extensively in electronic payments, payments fraud, third party risk management, privacy, and information utilization, as well as business frameworks and standards for electronic commerce applications.
    View full bio
  • Dr. Larry Ponemon
    Founder, Ponemon Institute
    Dr. Larry Ponemon is the Chairman and Founder of the Ponemon Institute, a research “think tank” dedicated to advancing privacy, data protection and information security practices. Dr. Ponemon is considered a pioneer in privacy auditing and the Responsible Information Management (RIM) framework. Security Magazine named him one of the “Most Influential People for Security.”
    View full bio
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Standardized Information Gathering Questionnaire (SIG) and Secure Controls Framework (SCF): Mapping Strong Connections ​

With the 2023 Third Party Risk Management Product launch, Shared Assessments anticipates expanding the existing content library in the SIG, by traditional and vetted means, using the SCF as a springboard for alignment with even more authoritative sources. The member forum call will allow attendees to view the partnership between Shared Assessments and SCF and what that means for developing content and expanding our content resources.

Cost: Free / Credits: 1 CPE
Speakers:
  • Colleen Milazzo
    Senior Vice President, TPR Software Products, Shared Assessments
    Colleen leads the TPRM software team in the development of software products/tools for third party risk assurance. Colleen has over 20 years of experience within the financial services industry and consulting. She has led programs associated with risk management, procurement/contract negotiation, mergers and acquisitions, and business process reengineering. She has regulatory and global experience executing portfolios to meet the corporate strategy.
    View full bio
  • Ronald Parham
    Vice President of Risk Regulations & Compliance, Shared Assessments
    Ronald Parham is the Vice President of Risk Regulations & Compliance at Shared Assessments where he manages regulatory mapping where he provides members with materials to assist them and their third-party partners in navigating the risk and regulatory landscape.
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  • Tom Cornelius
    Founder & Contributor, SCF
    Tom Cornelius currently serves as both the Senior Partner at ComplianceForge and Senior Director at the Secure Controls Framework (SCF) Council. He brings over two decades of leading teams of professionals and innovating solutions to complex problems in both the public and private sectors.
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ESG Challenges in TPRM Programs

The Member Forum Call will be a high-level summary from our 2022 pre-summit workshop focusing on maturing third party risk management sustainability practices in today’s fast paced ESG arena.

Panelists will speak about fast changing ESG frameworks, policies, metrics, procedures, and regulations.

Cost: Free / Credits: 1 CPE
Speakers:
  • Gary Roboff
    Senior Advisor, Shared Assessments
    Gary Roboff is a Senior Advisor to Shared Assessments where he focuses on payments, risk management, mobile financial services, and information management. Gary has almost four decades of experience in financial services planning and management, including 25 years at JP Morgan Chase where he retired as Senior Vice President of Electronic Commerce. Gary has worked extensively in electronic payments, payments fraud, third party risk management, privacy, and information utilization, as well as business frameworks and standards for electronic commerce applications.
    View full bio
  • Charlie Miller
    Senior Advisor, Shared Assessments
    Charlie Miller is a frequent speaker and a recognized expert in third party risk. His key responsibilities include expanding the Shared Assessments Third-Party Risk Management membership-driven program, facilitating thought leadership, industry vertical strategy groups, continuous monitoring / operational technology working groups, and loT research studies.
    View full bio
  • Colleen Milazzo
    Senior Vice President, TPR Software Products, Shared Assessments
    Colleen leads the TPRM software team in the development of software products/tools for third party risk assurance. Colleen has over 20 years of experience within the financial services industry and consulting. She has led programs associated with risk management, procurement/contract negotiation, mergers and acquisitions, and business process reengineering. She has regulatory and global experience executing portfolios to meet the corporate strategy.
    View full bio
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Third Party Service Inherent Risk

The TPRM process of utilizing a third party requires the identification and classification of the services to determine the inherent risk associated with those services provided.

Panelists will cover the techniques that are required for TPRM organizations to identify the potential risks and classify that risk with its ratings which drives the frequency and depth of due diligence activities.

Cost: Free / Credits: 1 CPE
Speakers:
  • Colleen Milazzo
    Senior Vice President, TPR Software Products, Shared Assessments
    Colleen leads the TPRM software team in the development of software products/tools for third party risk assurance. Colleen has over 20 years of experience within the financial services industry and consulting. She has led programs associated with risk management, procurement/contract negotiation, mergers and acquisitions, and business process reengineering. She has regulatory and global experience executing portfolios to meet the corporate strategy.
    View full bio
  • Andrew D'Angelo
    Associate Director, Protiviti
    Andrew D'Angelo is an Associate Director in Protiviti’s New York Data Security and Privacy practice, with a focus on third-party risk management and data security. In addition to helping lead Protiviti’s third party risk managed service offering, he has supported clients along the journey of designing, implementing, and monitoring a variety of information security and compliance management programs across different industries. Andrew is also a regular participant in third-party risk thought leadership at the Shared Assessments.
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  • Jill Ray
    Director of Third Party Risk Management, SEI Investments
    Jill leads SEI’s Third Party Risk Management Program. Jill has 10 years of experience with third party risk management in the financial services industry. Her background includes oversight of activities across the entire vendor lifecycle, as well as responsibilities related to program design, regulatory examinations, and third party systems implementation. Jill is also a Certified Third Party Risk Professional (CTPRP.)
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