LOCATION
Onsite work from our Atlanta, GA or Jacksonville, FL office is required with flexibility to work remote up to 2 days per week.
SUMMARY
Responsible for developing, implementing and ongoing governance of Third Party Risk Management (TPRM) organizations Program Governance and Quality Assurance functions. This includes but not limited to:
• Standard repeatable process to generate risk-based reporting and analytics
• Act as admin for systems, tools and data provider that supports TPRM, both internal and external
• Ensure compliance with TPRM program policy and standards and quality is maintained
• Provide guidance, assistance in on-going training and awareness activities across the enterprise
• Support and assist with all internal and external audit/exam related inquiries
RESPONSIBILITIES
• Generate On-time, accurate, insight driven reporting to all levels of the organization
• Ensure data validation and quality assurance process is in place for continuous validation
• Perform root cause and trend analysis to identify key risk indictors and/or improvement opportunities
• Develops complex data models in order to synthesize data and support fact based objective decision-making processes.
• Day to day management of applications, tools including tracking and managing outages, upgrades, maintenance
• Help design and assist with system configuration/management based off priority
• Act as the relationship owner of third party providers used by TPRM
• Responsible for designing and performing quality assurance to ensure all controls are in place and working accordingly
• Gather, review, and approve all documentation/evidence prior to sharing for audits purposes
• Periodic review and updating of program documents and standard responses/evidence that is provided to clients and regulators
• Responsible for presenting Onsite client/regulatory audits
• Ensure training manuals and playbooks are reviewed and updated at least annually .
• Coordinate and/or Perform “Lunch and Learn” sessions to offer continuous education around new TPRM processes or Emerging Risks
-Performs other related duties as assigned
-May require occasional domestic travel as needed
MINIMUM REQUIREMENTS
-Bachelor’s degree in Business Administration, Finance, or a related discipline; or the equivalent combination of education, training, and work experience.
-Requires 6+ years of experience in Third Party Risk Management
-Previous working knowledge of relevant legal and regulatory requirements, such as but limited to:
SEC, FINRA, CFTC, FDIC (Bonds Market)
Bank Of England (BOE)
Financial Conduct Authority (FCA)
European Securities and Market Authority (ESMA)
PREFERRED QUALIFICATIONS
• Certification such as, CISA, CISM, CISSP, CTPRP etc.
• Experience leading a team
• Business Acumen in Capital Markets, Exchanges, Clearing Houses, and/or Corporate Fixed Income
• Knowledge of infrastructure, key processes, and technology-oriented risk issues, specifically around security and privacy
• Experience of working with a diverse range of data sources/streams and managing these effectively
• Requires extensive knowledge of risk methodologies and techniques.
• Excellent analytical, decision-making, and problem-solving skills
• Ability to develop relationships with business units, especially as it relates to operations and technology
• Ability to provide information to a wide variety of audiences regardless of topic and effectively deal with issues that are confidential and sensitive in nature
• Ability to persuade, negotiate and influence others to get buy-in and support
• Excellent communication skills – verbal and presentation to all levels of the organization